B. RILEY WEALTH ADVISORS, INC.

MEMPHIS, Tennessee·17 registered advisors·CRD# 115927
SEC# 801-64837109901-251-1330
01

Firm Overview

AUM
$7.6B
Regulatory assets under management
Employees
457
Total firm employees
Advisors
17
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03

Specialties

Financial PlanningInvestment ManagementWealth Management
04

Advisors at B. RILEY WEALTH ADVISORS, INC.

17 registered advisors
Alicia Maria Guagliardo
SEATTLE, Washington
Daniel Ortega
BOCA RATON, Florida
David Charles Levine
SEATTLE, Washington
Donald Kenneth Runkle
BOCA RATON, Florida
Glenn Charles Worman
BOCA RATON, Florida
Henry Edward Kaplan
BOCA RATON, Florida
Jay Marc Israel
NEW YORK, New York
John A Koenigsberg
BOCA RATON, Florida
John Charles Desena
BOCA RATON, Florida
Joseph Napolitano
SEATTLE, Washington
Mary Ann Swain
MEMPHIS, Tennessee
Natalia Tovar Watson
BOCA RATON, Florida
Paul Andrew Keaton
NEW YORK, New York
Robert Bruce Fagenson
SEATTLE, Washington
Thomas David Kowalczyk
MEMPHIS, Tennessee
William Lawrence Groeneveld
BOCA RATON, Florida
William Lerner
SEATTLE, Washington
05

Office Locations

BOCA RATON, Florida
8 advisors
SEATTLE, Washington
5 advisors
MEMPHIS, Tennessee
2 advisors
NEW YORK, New York
2 advisors

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Data sourced from SEC Form ADV filings. B. RILEY WEALTH ADVISORS, INC. (CRD# 115927) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.