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ASSET & FINANCIAL PLANNING, LTD
ASSET & FINANCIAL PLANNING, LTD
POUGHKEEPSIE, New York
·
8 registered advisors
·
CRD# 110709
SEC# 801-20784
845-485-3338
01
Firm Overview
AUM
$317M
Regulatory assets under management
Employees
90
Total firm employees
Advisors
8
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
04
Advisors at ASSET & FINANCIAL PLANNING, LTD
8 registered advisors
Carleton Glen Mcbride
POUGHKEEPSIE, New York
CRD# 1051619
Carole Ellen Enisman Ryan
POUGHKEEPSIE, New York
CRD# 1201809
Gerard Morra
POUGHKEEPSIE, New York
CRD# 4553554
Ivan Hugh Greenstein
POUGHKEEPSIE, New York
CRD# 2626704
Jenny Alice Duncan
POUGHKEEPSIE, New York
CRD# 1207204
John Joseph Palma
POUGHKEEPSIE, New York
CRD# 5603739
Karen Nmn Fisher
POUGHKEEPSIE, New York
CRD# 5506024
Marshall Ian Baron
POUGHKEEPSIE, New York
CRD# 2318482
05
Office Locations
POUGHKEEPSIE, New York
8 advisors
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Data sourced from SEC Form ADV filings. ASSET & FINANCIAL PLANNING, LTD (CRD# 110709) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.