Unclaimed Profile

Daniel Ortega

NATIONAL ASSET MANAGEMENT, INC.·BOCA RATON, Florida

SIE, Series 7, Series 24, Series 63, Series 79TO, Series 99TONATIONAL ASSET MANAGEMENT, INC.

5000 T-REX AVENUE, BOCA RATON, FL 33431CRD# 3095215Firm CRD# 115927

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Ortega · BOCA RATON, FL

Registration

CRD #3095215 · NATIONAL ASSET MANAGEMENT, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 79TO

Series 99TO

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

B. RILEY WEALTH ADVISORS, INC.

CRD 115927 · SEC 801-64837

AUM

$7.6B

Regulatory assets under management

Employees

457

20,038 client accounts

Services offered by B. RILEY WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at B. RILEY WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Daniel Ortega offer?

Daniel Ortega specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BOCA RATON, Florida for a consultation.

What are Daniel Ortega's credentials?

Daniel Ortega is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Ortega located?

Daniel Ortega is based in BOCA RATON, Florida, working with NATIONAL ASSET MANAGEMENT, INC.. Their office serves clients in the BOCA RATON metropolitan area and surrounding communities.

How does Daniel Ortega charge for services?

Daniel Ortega's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NATIONAL ASSET MANAGEMENT, INC.?

NATIONAL ASSET MANAGEMENT, INC. has approximately 457 employees and manages $7.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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