Unclaimed Profile

Deanna Lynn Arnold-Frady

KMS FINANCIAL SERVICES, INC.·SEATTLE, Washington

SIE, Series 7, Series 24, Series 51, Series 63, Series 65, Series 99TOClean record29 years registeredKMS FINANCIAL SERVICES, INC.

2001 SIXTH AVE STE 2801, SEATTLE, WA 98121CRD# 1949106Firm CRD# 3866

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Deanna Lynn Arnold-Frady · SEATTLE, WA

Registration

CRD #1949106 · KMS FINANCIAL SERVICES, INC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KMS FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

Jul 2024 – Jun 2025

RENTON, WA

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Oct 2021 – Sep 2024

Renton, WA

U.S. BANCORP INVESTMENTS, INC.

Mar 2021 – Jun 2021

SEATTLE, WA

KMS FINANCIAL SERVICES, INC

Apr 2010 – Oct 2020

SEATTLE, WA

SYMETRA INVESTMENT SERVICES, INC.

Aug 2007 – Apr 2010

BOSTON, MA

CUSO FINANCIAL SERVICES, L.P.

Jan 2006 – Jul 2007

WOODINVILLE, WA

CAPITAL PLANNING CORP

Jan 1998 – May 2005

BELLEVUE, WA

FINANCIAL NETWORK INVESTMENT CORPORATION

Apr 1997 – Jun 2004

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 63

Series 65

Series 99TO

Registration record

First registered · April 29, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KMS FINANCIAL SERVICES, INC.

CRD 3866 · SEC 801-11375

AUM

$8.2B

Regulatory assets under management

Employees

429

33,857 client accounts

Services offered by KMS FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Other advisory services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at KMS FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Deanna Lynn Arnold-Frady offer?

Deanna Lynn Arnold-Frady specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Deanna Lynn Arnold-Frady's credentials?

Deanna Lynn Arnold-Frady is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Deanna Lynn Arnold-Frady located?

Deanna Lynn Arnold-Frady is based in SEATTLE, Washington, last registered with KMS FINANCIAL SERVICES, INC..

How does Deanna Lynn Arnold-Frady charge for services?

Deanna Lynn Arnold-Frady's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: solicitation or referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KMS FINANCIAL SERVICES, INC.?

KMS FINANCIAL SERVICES, INC. has approximately 429 employees and manages $8.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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