KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC
SEATTLE, Washington·19 registered advisors·CRD# 3866
SEC# 801-11375384[206]441-2885
01

Firm Overview

AUM
$8.2B
Regulatory assets under management
Employees
429
Total firm employees
Advisors
19
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Other advisory services
Charitable organization or education services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Other: SOLICITATION OR REFERRAL FEES
03

Specialties

Financial PlanningInvestment ManagementRetirement PlanningWealth Management
04

Advisors at KMS FINANCIAL SERVICES, INC.

19 registered advisors
Aileen Gail Krohn
SEATTLE, Washington
Anthony Glen Curran
SEATTLE, Washington
Bruce J King
SEATTLE, Washington
Catherine Brenda Lau-Bingham
SEATTLE, Washington
Deanna Lynn Arnold-Frady
SEATTLE, Washington
Douglass Colley Mccrae
SEATTLE, Washington
Eric Stanley Westberg
SEATTLE, Washington
Howard Joseph Englehart
SEATTLE, Washington
Jeffrey Scott Sims
SEATTLE, Washington
Linda Lee Harrington
SEATTLE, Washington
Luca Omar Procel
SEATTLE, Washington
Mark Christopher Zellerhoff
SEATTLE, Washington
Mark Hamby
SEATTLE, Washington
Mark Thomas Mccloskey
SEATTLE, Washington
Melissa Ann Lamarche
SEATTLE, Washington
Sabine Birlenbach
SEATTLE, Washington
Scott Stephen Montgomery
SEATTLE, Washington
Sonja Marie Yates Seymour
SEATTLE, Washington
Tracy Douglas Forsythe
SEATTLE, Washington
05

Office Locations

SEATTLE, Washington
19 advisors

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Data sourced from SEC Form ADV filings. KMS FINANCIAL SERVICES, INC. (CRD# 3866) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.