Unclaimed Profile

Linda Lee Harrington

KMS FINANCIAL SERVICES, INC.·SEATTLE, Washington

SIE, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 66, Series 99TOClean record25 years registeredKMS FINANCIAL SERVICES, INC.

2001 SIXTH AVE STE 2801, SEATTLE, WA 98121CRD# 4173014Firm CRD# 3866

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Linda Lee Harrington · SEATTLE, WA

Registration

CRD #4173014 · KMS FINANCIAL SERVICES, INC. · 25 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Sep 2023 – present

SAGEPOINT FINANCIAL, INC.

Jan 2021 – Sep 2023

PHOENIX, AZ

SECURITIES AMERICA ADVISORS, INC.

Nov 2020 – Jun 2024

LA VISTA, NE

KMS FINANCIAL SERVICES, INC

Aug 2017 – Nov 2020

SEATTLE, WA

CAPITAL ONE FINANCIAL ADVISORS LLC

Oct 2014 – Jan 2015

SEATTLE, WA

CAPITAL ONE ADVISORS, LLC

Apr 2011 – Feb 2017

SEATTLE, WA

M HOLDINGS SECURITIES, INC.

Jul 2003 – May 2006

PORTLAND, OR

SAFECO INVESTMENT SERVICES, INC.

Sep 2000 – Jul 2003

REDMOND, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · September 6, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KMS FINANCIAL SERVICES, INC.

CRD 3866 · SEC 801-11375

AUM

$8.2B

Regulatory assets under management

Employees

429

33,857 client accounts

Services offered by KMS FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Other advisory services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at KMS FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Linda Lee Harrington offer?

Linda Lee Harrington specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are Linda Lee Harrington's credentials?

Linda Lee Harrington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Linda Lee Harrington located?

Linda Lee Harrington is based in SEATTLE, Washington, working with KMS FINANCIAL SERVICES, INC.. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Linda Lee Harrington charge for services?

Linda Lee Harrington's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: solicitation or referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KMS FINANCIAL SERVICES, INC.?

KMS FINANCIAL SERVICES, INC. has approximately 429 employees and manages $8.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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