Unclaimed Profile

Amy Kosmos Bautista

KOSMOS MANAGEMENT LLC·SEATTLE, Washington

Series 7, Series 24, Series 66Clean record15 years registeredKOSMOS MANAGEMENT LLC

601 UNION STREET, SEATTLE, WA 98101-4054CRD# 4701787Firm CRD# 164712

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Amy Kosmos Bautista · SEATTLE, WA

Registration

CRD #4701787 · KOSMOS MANAGEMENT LLC · 15 years registered

Brand Profile

Not yet started

Career History

KOSMOS MANAGEMENT LLC

Nov 2012 – present

SYMETRA INVESTMENT SERVICES, INC.

Nov 2010 – Nov 2011

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 66

Registration record

First registered · November 25, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KOSMOS MANAGEMENT LLC

CRD 164712 · SEC 801-77216

AUM

$1.4B

Regulatory assets under management

Employees

13 client accounts

Services offered by KOSMOS MANAGEMENT LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at KOSMOS MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Amy Kosmos Bautista offer?

Amy Kosmos Bautista specializes in Retirement Planning. Contact their office in SEATTLE, Washington for a consultation.

What are Amy Kosmos Bautista's credentials?

Amy Kosmos Bautista is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Amy Kosmos Bautista located?

Amy Kosmos Bautista is based in SEATTLE, Washington, working with KOSMOS MANAGEMENT LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Amy Kosmos Bautista charge for services?

Amy Kosmos Bautista's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KOSMOS MANAGEMENT LLC?

KOSMOS MANAGEMENT LLC has approximately 21 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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