Unclaimed Profile

Howard Joseph Englehart

KMS FINANCIAL SERVICES, INC.·SEATTLE, Washington

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 66, Series 99TOClean record19 years registeredKMS FINANCIAL SERVICES, INC.

2001 SIXTH AVE STE 2801, SEATTLE, WA 98121CRD# 2581496Firm CRD# 3866

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Howard Joseph Englehart · SEATTLE, WA

Registration

CRD #2581496 · KMS FINANCIAL SERVICES, INC. · 19 years registered

Brand Profile

Not yet started

Career History

THE LEADERS GROUP, INC.

Apr 2025 – present

TLG ADVISORS, INC.

Apr 2025 – present

OSAIC WEALTH, INC.

Jun 2024 – Mar 2025

SCOTTSDALE, AZ

SECURITIES AMERICA ADVISORS, INC.

Nov 2020 – Jun 2024

LA VISTA, NE

KMS FINANCIAL SERVICES, INC

Jan 2019 – Nov 2020

SEATTLE, WA

CETERA ADVISORS LLC

Jun 2014 – Dec 2018

REDMOND, WA

CETERA ADVISOR NETWORKS LLC

Jun 2013 – Jun 2015

REDMOND, WA

PACIFIC WEST FINANCIAL CONSULTANTS INC

Nov 2006 – Mar 2012

RENTON, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · November 8, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KMS FINANCIAL SERVICES, INC.

CRD 3866 · SEC 801-11375

AUM

$8.2B

Regulatory assets under management

Employees

429

33,857 client accounts

Services offered by KMS FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Other advisory services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at KMS FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Howard Joseph Englehart offer?

Howard Joseph Englehart specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are Howard Joseph Englehart's credentials?

Howard Joseph Englehart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Howard Joseph Englehart located?

Howard Joseph Englehart is based in SEATTLE, Washington, working with KMS FINANCIAL SERVICES, INC.. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Howard Joseph Englehart charge for services?

Howard Joseph Englehart's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: solicitation or referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KMS FINANCIAL SERVICES, INC.?

KMS FINANCIAL SERVICES, INC. has approximately 429 employees and manages $8.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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