Unclaimed Profile

Jeffrey Scott Sims

KMS FINANCIAL SERVICES, INC.·SEATTLE, Washington

SIE, Series 7, Series 24, Series 27, Series 66, Series 99TO19 years registeredKMS FINANCIAL SERVICES, INC.

2001 SIXTH AVE STE 2801, SEATTLE, WA 98121CRD# 3247374Firm CRD# 3866

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Scott Sims · SEATTLE, WA

Registration

CRD #3247374 · KMS FINANCIAL SERVICES, INC. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KMS FINANCIAL SERVICES, INC.

SECURITIES AMERICA ADVISORS, INC.

Nov 2020 – Mar 2021

Seattle, WA

KMS FINANCIAL SERVICES, INC

Mar 2013 – Nov 2020

SEATTLE, WA

PACIFIC WEST FINANCIAL CONSULTANTS INC

Apr 2007 – Mar 2012

RENTON, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 66

Series 99TO

Registration record

First registered · April 9, 2007

Years registered · 19

Disclosure History

2014Customer Dispute·Settled

2011Customer Dispute·Settled

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KMS FINANCIAL SERVICES, INC.

CRD 3866 · SEC 801-11375

AUM

$8.2B

Regulatory assets under management

Employees

429

33,857 client accounts

Services offered by KMS FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Other advisory services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at KMS FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Jeffrey Scott Sims offer?

Jeffrey Scott Sims specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Jeffrey Scott Sims's credentials?

Jeffrey Scott Sims is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Scott Sims located?

Jeffrey Scott Sims is based in SEATTLE, Washington, last registered with KMS FINANCIAL SERVICES, INC..

How does Jeffrey Scott Sims charge for services?

Jeffrey Scott Sims's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: solicitation or referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KMS FINANCIAL SERVICES, INC.?

KMS FINANCIAL SERVICES, INC. has approximately 429 employees and manages $8.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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