Unclaimed Profile

Walter Spencer Robertson

LOWE, BROCKENBROUGH & COMPANY, INC.·RICHMOND, Virginia

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 66Clean record16 years registeredLOWE, BROCKENBROUGH & COMPANY, INC.

1802 BAYBERRY CT., RICHMOND, VA 23226-3767CRD# 4443678Firm CRD# 105142

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Walter Spencer Robertson · RICHMOND, VA

Registration

CRD #4443678 · LOWE, BROCKENBROUGH & COMPANY, INC. · 16 years registered

Brand Profile

Not yet started

Career History

BROCKENBROUGH

Aug 2017 – present

SCOTT & STRINGFELLOW, LLC

Jan 2010 – Apr 2012

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 66

Registration record

First registered · January 6, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LOWE, BROCKENBROUGH & COMPANY, INC.

CRD 105142 · SEC 801-6691

AUM

$4.8B

Regulatory assets under management

Employees

1,129 client accounts

Services offered by LOWE, BROCKENBROUGH & COMPANY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at LOWE, BROCKENBROUGH & COMPANY, INC. →

Introduction

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Frequently Asked Questions

What services does Walter Spencer Robertson offer?

Walter Spencer Robertson specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.

What are Walter Spencer Robertson's credentials?

Walter Spencer Robertson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Walter Spencer Robertson located?

Walter Spencer Robertson is based in RICHMOND, Virginia, working with LOWE, BROCKENBROUGH & COMPANY, INC.. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does Walter Spencer Robertson charge for services?

Walter Spencer Robertson's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LOWE, BROCKENBROUGH & COMPANY, INC.?

LOWE, BROCKENBROUGH & COMPANY, INC. has approximately 31 employees and manages $4.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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