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Charles Martin Caravati

LOWE, BROCKENBROUGH & COMPANY, INC.·RICHMOND, Virginia
Series 7, Series 63, Series 65Clean record33 years registeredLOWE, BROCKENBROUGH & COMPANY, INC.
1802 BAYBERRY CT., RICHMOND, VA 23226-3767CRD# 1888374Firm CRD# 105142

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Charles Martin Caravati · RICHMOND, VA
Registration
CRD #1888374 · LOWE, BROCKENBROUGH & COMPANY, INC. · 33 years registered
Brand Profile
Not yet started
01

Career History

BROCKENBROUGH
Jun 1993 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · June 22, 1993
Years registered · 33
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LOWE, BROCKENBROUGH & COMPANY, INC.
CRD 105142 · SEC 801-6691
AUM
$4.8B
Regulatory assets under management
Employees
31
1,129 client accounts
Services offered by LOWE, BROCKENBROUGH & COMPANY, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at LOWE, BROCKENBROUGH & COMPANY, INC. →
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05

Frequently Asked Questions

What services does Charles Martin Caravati offer?
Charles Martin Caravati specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.
What are Charles Martin Caravati's credentials?
Charles Martin Caravati is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Charles Martin Caravati located?
Charles Martin Caravati is based in RICHMOND, Virginia, working with LOWE, BROCKENBROUGH & COMPANY, INC.. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.
How does Charles Martin Caravati charge for services?
Charles Martin Caravati's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LOWE, BROCKENBROUGH & COMPANY, INC.?
LOWE, BROCKENBROUGH & COMPANY, INC. has approximately 31 employees and manages $4.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LOWE, BROCKENBROUGH & COMPANY, INC.

Walter Spencer Robertson
RICHMOND, VA
Austin Brockenbrough Iv
RICHMOND, VA
Austin Brockenbrough Iii
RICHMOND, VA
Page Taylor Reece
RICHMOND, VA
Christopher John Dion
RICHMOND, VA
David Allen Lyons
RICHMOND, VA

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