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Christopher John Dion

LOWE, BROCKENBROUGH & COMPANY, INC.·RICHMOND, Virginia
Clean record12 years registeredLOWE, BROCKENBROUGH & COMPANY, INC.
1802 BAYBERRY CT., RICHMOND, VA 23226-3767CRD# 3254051Firm CRD# 105142

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher John Dion · RICHMOND, VA
Registration
CRD #3254051 · LOWE, BROCKENBROUGH & COMPANY, INC. · 12 years registered
Brand Profile
Not yet started
01

Career History

BROCKENBROUGH
Jul 2014 – present
02

Registrations & Exams

Registration record
First registered · July 14, 2014
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LOWE, BROCKENBROUGH & COMPANY, INC.
CRD 105142 · SEC 801-6691
AUM
$4.8B
Regulatory assets under management
Employees
31
1,129 client accounts
Services offered by LOWE, BROCKENBROUGH & COMPANY, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at LOWE, BROCKENBROUGH & COMPANY, INC. →
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05

Frequently Asked Questions

What services does Christopher John Dion offer?
Christopher John Dion specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.
What are Christopher John Dion's credentials?
Christopher John Dion is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Christopher John Dion located?
Christopher John Dion is based in RICHMOND, Virginia, working with LOWE, BROCKENBROUGH & COMPANY, INC.. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.
How does Christopher John Dion charge for services?
Christopher John Dion's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LOWE, BROCKENBROUGH & COMPANY, INC.?
LOWE, BROCKENBROUGH & COMPANY, INC. has approximately 31 employees and manages $4.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LOWE, BROCKENBROUGH & COMPANY, INC.

Charles Martin Caravati
RICHMOND, VA
Walter Spencer Robertson
RICHMOND, VA
Austin Brockenbrough Iv
RICHMOND, VA
Austin Brockenbrough Iii
RICHMOND, VA
Page Taylor Reece
RICHMOND, VA
David Allen Lyons
RICHMOND, VA

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