Unclaimed Profile

Austin Brockenbrough Iv

LOWE, BROCKENBROUGH & COMPANY, INC.·RICHMOND, Virginia

Series 6, Series 7, Series 63, Series 65Clean record25 years registeredLOWE, BROCKENBROUGH & COMPANY, INC.

1802 BAYBERRY CT., RICHMOND, VA 23226-3767CRD# 2347134Firm CRD# 105142

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Austin Brockenbrough Iv · RICHMOND, VA

Registration

CRD #2347134 · LOWE, BROCKENBROUGH & COMPANY, INC. · 25 years registered

Brand Profile

Not yet started

Career History

BROCKENBROUGH

May 2001 – present

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · May 31, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LOWE, BROCKENBROUGH & COMPANY, INC.

CRD 105142 · SEC 801-6691

AUM

$4.8B

Regulatory assets under management

Employees

1,129 client accounts

Services offered by LOWE, BROCKENBROUGH & COMPANY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at LOWE, BROCKENBROUGH & COMPANY, INC. →

Introduction

Speak with Austin

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Austin is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RICHMOND?

Browse all registered financial advisors in RICHMOND, Virginia or claim this profile if it's yours.

Browse RICHMOND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Austin Brockenbrough Iv offer?

Austin Brockenbrough Iv specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.

What are Austin Brockenbrough Iv's credentials?

Austin Brockenbrough Iv is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Austin Brockenbrough Iv located?

Austin Brockenbrough Iv is based in RICHMOND, Virginia, working with LOWE, BROCKENBROUGH & COMPANY, INC.. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does Austin Brockenbrough Iv charge for services?

Austin Brockenbrough Iv's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LOWE, BROCKENBROUGH & COMPANY, INC.?

LOWE, BROCKENBROUGH & COMPANY, INC. has approximately 31 employees and manages $4.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →