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Austin Brockenbrough Iii

LOWE, BROCKENBROUGH & COMPANY, INC.·RICHMOND, Virginia
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1802 BAYBERRY CT., RICHMOND, VA 23226-3767CRD# 1718558Firm CRD# 105142
01

About

Austin Brockenbrough Iii is a registered financial advisor based in RICHMOND, Virginia, affiliated with LOWE, BROCKENBROUGH & COMPANY, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
LOWE, BROCKENBROUGH & COMPANY, INC.
BROCKENBROUGH
AUM
$4.8B
Regulatory assets under management
Employees
31
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 1718558
Firm CRD# 105142
3 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Austin Brockenbrough Iii offer?
Austin Brockenbrough Iii specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.
What are Austin Brockenbrough Iii's credentials?
Austin Brockenbrough Iii is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Austin Brockenbrough Iii located?
Austin Brockenbrough Iii is based in RICHMOND, Virginia, working with LOWE, BROCKENBROUGH & COMPANY, INC.. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.
How does Austin Brockenbrough Iii charge for services?
Austin Brockenbrough Iii's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LOWE, BROCKENBROUGH & COMPANY, INC.?
LOWE, BROCKENBROUGH & COMPANY, INC. has approximately 31 employees and manages $4.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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