Unclaimed Profile

Joshua David Stamm

LEGACY WEALTH MANAGEMENT GROUP, INC.·LYNCHBURG, Virginia

SIE, Series 3, Series 7, Series 9, Series 10, Series 63, Series 6621 years registeredLEGACY WEALTH MANAGEMENT GROUP, INC.

1971 ENGLISH TAVERN ROAD, LYNCHBURG, VA 24501CRD# 4557338Firm CRD# 322235

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joshua David Stamm · LYNCHBURG, VA

Registration

CRD #4557338 · LEGACY WEALTH MANAGEMENT GROUP, INC. · 21 years registered

Brand Profile

Not yet started

Career History

LEGACY WEALTH MANAGEMENT GROUP, INC.

Aug 2022 – present

CAITLIN JOHN

Mar 2017 – Aug 2022

Lynchburg, VA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Mar 2008 – Dec 2016

LYNCHBURG, VA

UBS FINANCIAL SERVICES INC.

Jan 2005 – Apr 2008

LYNCHBURG, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · January 19, 2005

Years registered · 21

Disclosure History

2018Regulatory·Final

2017Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LEGACY WEALTH MANAGEMENT GROUP, INC.

CRD 322235 · SEC 801-126092

AUM

$208M

Regulatory assets under management

Employees

1,338 client accounts

Services offered by LEGACY WEALTH MANAGEMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEGACY WEALTH MANAGEMENT GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Joshua David Stamm offer?

Joshua David Stamm specializes in Financial Planning, Investment Management. Contact their office in LYNCHBURG, Virginia for a consultation.

What are Joshua David Stamm's credentials?

Joshua David Stamm is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joshua David Stamm located?

Joshua David Stamm is based in LYNCHBURG, Virginia, working with LEGACY WEALTH MANAGEMENT GROUP, INC.. Their office serves clients in the LYNCHBURG metropolitan area and surrounding communities.

How does Joshua David Stamm charge for services?

Joshua David Stamm's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY WEALTH MANAGEMENT GROUP, INC.?

LEGACY WEALTH MANAGEMENT GROUP, INC. has approximately 12 employees and manages $208M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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