Unclaimed Profile

Ronald Jacob Dawson

LEGACY WEALTH MANAGEMENT GROUP, INC.·LYNCHBURG, Virginia

SIE, Series 6, Series 7, Series 63, Series 6517 years registeredLEGACY WEALTH MANAGEMENT GROUP, INC.

1971 ENGLISH TAVERN ROAD, LYNCHBURG, VA 24501CRD# 5418933Firm CRD# 322235

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Jacob Dawson · LYNCHBURG, VA

Registration

CRD #5418933 · LEGACY WEALTH MANAGEMENT GROUP, INC. · 17 years registered

Brand Profile

Not yet started

Career History

LEGACY WEALTH MANAGEMENT GROUP, INC.

Aug 2022 – present

CAITLIN JOHN

Feb 2017 – Aug 2022

Lynchburg, VA

WADDELL & REED

Aug 2016 – Dec 2016

LYNCHBURG, VA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

May 2009 – Jul 2016

LYNCHBURG, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · May 4, 2009

Years registered · 17

Disclosure History

2018Regulatory·Final

2016Employment Separation After Allegations

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

LEGACY WEALTH MANAGEMENT GROUP, INC.

CRD 322235 · SEC 801-126092

AUM

$208M

Regulatory assets under management

Employees

1,338 client accounts

Services offered by LEGACY WEALTH MANAGEMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEGACY WEALTH MANAGEMENT GROUP, INC. →

Introduction

Speak with Ronald

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ronald is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LYNCHBURG?

Browse all registered financial advisors in LYNCHBURG, Virginia or claim this profile if it's yours.

Browse LYNCHBURG Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ronald Jacob Dawson offer?

Ronald Jacob Dawson specializes in Financial Planning, Investment Management. Contact their office in LYNCHBURG, Virginia for a consultation.

What are Ronald Jacob Dawson's credentials?

Ronald Jacob Dawson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Jacob Dawson located?

Ronald Jacob Dawson is based in LYNCHBURG, Virginia, working with LEGACY WEALTH MANAGEMENT GROUP, INC.. Their office serves clients in the LYNCHBURG metropolitan area and surrounding communities.

How does Ronald Jacob Dawson charge for services?

Ronald Jacob Dawson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY WEALTH MANAGEMENT GROUP, INC.?

LEGACY WEALTH MANAGEMENT GROUP, INC. has approximately 12 employees and manages $208M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →