Unclaimed Profile

Aubrey Lee Mason

YORKTOWN MANAGEMENT AND RESEARCH CO INC·LYNCHBURG, Virginia

SIE, Series 1, Series 40, Series 63, Series 6534 years registeredYORKTOWN MANAGEMENT AND RESEARCH CO INC

2303 YORKTOWN AVE, LYNCHBURG, VA 24501-2146CRD# 322160Firm CRD# 105083

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Aubrey Lee Mason · LYNCHBURG, VA

Registration

CRD #322160 · YORKTOWN MANAGEMENT AND RESEARCH CO INC · 34 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: YORKTOWN MANAGEMENT AND RESEARCH CO INC

ROBERT W. BAIRD & CO. INCORPORATED

Feb 2010 – Jun 2020

LYNCHBURG, VA

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Mar 2010

LYNCHBURG, VA

CITIGROUP GLOBAL MARKETS INC.

Feb 2006 – Jun 2009

LYNCHBURG, VA

LEGG MASON WOOD WALKER INC

Aug 1992 – Feb 2006

LYNCHBURG, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 40

Series 63

Series 65

Registration record

First registered · August 3, 1992

Years registered · 34

Disclosure History

2002Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

YORKTOWN MANAGEMENT AND RESEARCH CO INC

CRD 105083 · SEC 801-23441

AUM

$678M

Regulatory assets under management

Employees

4 client accounts

Services offered by YORKTOWN MANAGEMENT AND RESEARCH CO INC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at YORKTOWN MANAGEMENT AND RESEARCH CO INC →

Introduction

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Frequently Asked Questions

What services does Aubrey Lee Mason offer?

Aubrey Lee Mason specializes in Investment Management, Fee-Only Advisory.

What are Aubrey Lee Mason's credentials?

Aubrey Lee Mason is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Aubrey Lee Mason located?

Aubrey Lee Mason is based in LYNCHBURG, Virginia, last registered with YORKTOWN MANAGEMENT AND RESEARCH CO INC.

How does Aubrey Lee Mason charge for services?

Aubrey Lee Mason's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is YORKTOWN MANAGEMENT AND RESEARCH CO INC?

YORKTOWN MANAGEMENT AND RESEARCH CO INC has approximately 12 employees and manages $678M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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