Unclaimed Profile

Lia Bettenhausen Goff

CAPITOL SECURITIES MANAGEMENT, INC.·GLEN ALLEN, Virginia

SIE, Series 27, Series 99TOClean recordCAPITOL SECURITIES MANAGEMENT, INC.

100 CONCOURSE BLVD, GLEN ALLEN, VA 23059CRD# 2508087Firm CRD# 14169

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lia Bettenhausen Goff · GLEN ALLEN, VA

Registration

CRD #2508087 · CAPITOL SECURITIES MANAGEMENT, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 27

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITOL SECURITIES MANAGEMENT, INC.

CRD 14169 · SEC 801-41033

AUM

$1.4B

Regulatory assets under management

Employees

177

3,470 client accounts

Services offered by CAPITOL SECURITIES MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CAPITOL SECURITIES MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Lia Bettenhausen Goff offer?

Lia Bettenhausen Goff specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GLEN ALLEN, Virginia for a consultation.

What are Lia Bettenhausen Goff's credentials?

Lia Bettenhausen Goff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lia Bettenhausen Goff located?

Lia Bettenhausen Goff is based in GLEN ALLEN, Virginia, working with CAPITOL SECURITIES MANAGEMENT, INC.. Their office serves clients in the GLEN ALLEN metropolitan area and surrounding communities.

How does Lia Bettenhausen Goff charge for services?

Lia Bettenhausen Goff's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITOL SECURITIES MANAGEMENT, INC.?

CAPITOL SECURITIES MANAGEMENT, INC. has approximately 177 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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