Unclaimed Profile

George Mark Hamby

CAPITOL SECURITIES MANAGEMENT, INC.·GLEN ALLEN, Virginia

SIE, Series 7, Series 8, Series 9, Series 10, Series 14, Series 28, Series 63, Series 65, Series 99TOClean record25 years registeredCAPITOL SECURITIES MANAGEMENT, INC.

100 CONCOURSE BLVD, GLEN ALLEN, VA 23059CRD# 2257565Firm CRD# 14169

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George Mark Hamby · GLEN ALLEN, VA

Registration

CRD #2257565 · CAPITOL SECURITIES MANAGEMENT, INC. · 25 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

May 2024 – present

MOMENTUM INDEPENDENT NETWORK INC.

Mar 2019 – May 2024

Glen Allen, VA

CAPITOL SECURITIES MANAGEMENT, INC.

Mar 2006 – Jan 2019

GLEN ALLEN, VA

ANDERSON & STRUDWICK, INCORPORATED

Apr 2005 – Jan 2006

RICHMOND, VA

A&S CAPITAL ADVISORS, INC.

Sep 2000 – Apr 2005

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 14

Series 28

Series 63

Series 65

Series 99TO

Registration record

First registered · September 14, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITOL SECURITIES MANAGEMENT, INC.

CRD 14169 · SEC 801-41033

AUM

$1.4B

Regulatory assets under management

Employees

177

3,470 client accounts

Services offered by CAPITOL SECURITIES MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CAPITOL SECURITIES MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does George Mark Hamby offer?

George Mark Hamby specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GLEN ALLEN, Virginia for a consultation.

What are George Mark Hamby's credentials?

George Mark Hamby is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is George Mark Hamby located?

George Mark Hamby is based in GLEN ALLEN, Virginia, working with CAPITOL SECURITIES MANAGEMENT, INC.. Their office serves clients in the GLEN ALLEN metropolitan area and surrounding communities.

How does George Mark Hamby charge for services?

George Mark Hamby's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITOL SECURITIES MANAGEMENT, INC.?

CAPITOL SECURITIES MANAGEMENT, INC. has approximately 177 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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