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James Louis Wallace

CAPITOL SECURITIES MANAGEMENT, INC.·GLEN ALLEN, Virginia
SIE, Series 4, Series 6, Series 7, Series 8, Series 9, Series 10, Series 24, Series 27, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 66, Series 79TO, Series 99TOClean record5 years registeredCAPITOL SECURITIES MANAGEMENT, INC.
4050 INNSLAKE DRIVE, GLEN ALLEN, VA 23060CRD# 2099074Firm CRD# 14169

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Louis Wallace · GLEN ALLEN, VA
Registration
CRD #2099074 · CAPITOL SECURITIES MANAGEMENT, INC. · 5 years registered
Brand Profile
Not yet started
01

Career History

CAPITOL SECURITIES MANAGEMENT, INC.
Sep 2021 – present
CAPITOL SECURITIES MANAGEMENT, INC.
Apr 2021 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 6
Series 7
Series 8
Series 9
Series 10
Series 24
Series 27
Series 52TO
Series 53
Series 55
Series 57TO
Series 63
Series 65
Series 66
Series 79TO
Series 99TO
Registration record
First registered · April 26, 2021
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CAPITOL SECURITIES MANAGEMENT, INC.
CRD 14169 · SEC 801-41033
AUM
$1.4B
Regulatory assets under management
Employees
177
3,470 client accounts
Services offered by CAPITOL SECURITIES MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at CAPITOL SECURITIES MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does James Louis Wallace offer?
James Louis Wallace specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GLEN ALLEN, Virginia for a consultation.
What are James Louis Wallace's credentials?
James Louis Wallace is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Louis Wallace located?
James Louis Wallace is based in GLEN ALLEN, Virginia, working with CAPITOL SECURITIES MANAGEMENT, INC.. Their office serves clients in the GLEN ALLEN metropolitan area and surrounding communities.
How does James Louis Wallace charge for services?
James Louis Wallace's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITOL SECURITIES MANAGEMENT, INC.?
CAPITOL SECURITIES MANAGEMENT, INC. has approximately 177 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CAPITOL SECURITIES MANAGEMENT, INC.

Irina Zubov
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James J Donlin
GLEN ALLEN, VA
Edward Lee Wetherell
GLEN ALLEN, VA
Joseph Aristotle Jianos
GLEN ALLEN, VA
George Mark Hamby
GLEN ALLEN, VA
Katherine Rose Hallberg
GLEN ALLEN, VA

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