Unclaimed Profile

John Faulkner Paxton

CLARIS FINANCIAL, LLC·GLEN ALLEN, Virginia

SIE, Series 7, Series 24, Series 63, Series 65Clean record26 years registeredCLARIS FINANCIAL, LLC

4510 COX RD., GLEN ALLEN, VA 23060CRD# 2844197Firm CRD# 168503

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Faulkner Paxton · GLEN ALLEN, VA

Registration

CRD #2844197 · CLARIS FINANCIAL, LLC · 26 years registered

Brand Profile

Not yet started

Career History

CLARIS FINANCIAL, LLC

Jan 2014 – present

LPL FINANCIAL LLC

Jan 2009 – Jan 2014

GLEN ALLEN, VA

WACHOVIA SECURITIES, LLC

Oct 1999 – Jan 2009

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 1, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLARIS FINANCIAL, LLC

CRD 168503 · SEC 801-115295

AUM

$232M

Regulatory assets under management

Employees

1,030 client accounts

Services offered by CLARIS FINANCIAL, LLC

Per Form ADV

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at CLARIS FINANCIAL, LLC →

Introduction

Speak with John

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in GLEN ALLEN?

Browse all registered financial advisors in GLEN ALLEN, Virginia or claim this profile if it's yours.

Browse GLEN ALLEN Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does John Faulkner Paxton offer?

John Faulkner Paxton specializes in Investment Management, Fee-Only Advisory. Contact their office in GLEN ALLEN, Virginia for a consultation.

What are John Faulkner Paxton's credentials?

John Faulkner Paxton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Faulkner Paxton located?

John Faulkner Paxton is based in GLEN ALLEN, Virginia, working with CLARIS FINANCIAL, LLC. Their office serves clients in the GLEN ALLEN metropolitan area and surrounding communities.

How does John Faulkner Paxton charge for services?

John Faulkner Paxton's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLARIS FINANCIAL, LLC?

CLARIS FINANCIAL, LLC has approximately 8 employees and manages $232M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →