Unclaimed Profile

Preston Sheffey Smith

THE CAPITAL MANAGEMENT CORPORATION·GLEN ALLEN, Virginia

Series 6, Series 7, Series 63, Series 65Clean record13 years registeredTHE CAPITAL MANAGEMENT CORPORATION

4101 COX ROAD, GLEN ALLEN, VA 23060CRD# 707800Firm CRD# 112242

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Preston Sheffey Smith · GLEN ALLEN, VA

Registration

CRD #707800 · THE CAPITAL MANAGEMENT CORPORATION · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE CAPITAL MANAGEMENT CORPORATION

THE CAPITAL MANAGEMENT CORPORATION

Oct 2012 – May 2020

GLEN ALLEN, VA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · October 9, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE CAPITAL MANAGEMENT CORPORATION

CRD 112242 · SEC 801-13252

AUM

$667M

Regulatory assets under management

Employees

626 client accounts

Services offered by THE CAPITAL MANAGEMENT CORPORATION

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at THE CAPITAL MANAGEMENT CORPORATION →

Introduction

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Frequently Asked Questions

What services does Preston Sheffey Smith offer?

Preston Sheffey Smith specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Preston Sheffey Smith's credentials?

Preston Sheffey Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Preston Sheffey Smith located?

Preston Sheffey Smith is based in GLEN ALLEN, Virginia, last registered with THE CAPITAL MANAGEMENT CORPORATION.

How does Preston Sheffey Smith charge for services?

Preston Sheffey Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE CAPITAL MANAGEMENT CORPORATION?

THE CAPITAL MANAGEMENT CORPORATION has approximately 8 employees and manages $667M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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