Unclaimed Profile

Alma Edwards Faerber

RIGGS CAPITAL MANAGEMENT, LLC·PROVO, Utah

SIE, Series 7, Series 24, Series 63, Series 65CFA21 years registeredRIGGS CAPITAL MANAGEMENT, LLC

5132 N. 300 W. #260, PROVO, UT 84604CRD# 3125557Firm CRD# 120253

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alma Edwards Faerber · PROVO, UT

Registration

CRD #3125557 · RIGGS CAPITAL MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RIGGS CAPITAL MANAGEMENT, LLC

RIGGS CAPITAL MANAGEMENT, LLC

Apr 2005 – Jan 2021

OREM, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · April 29, 2005

Years registered · 21

Professional designation · CFA

Disclosure History

2020Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RIGGS CAPITAL MANAGEMENT, LLC

CRD 120253 · SEC 801-64363

AUM

$275M

Regulatory assets under management

Employees

372 client accounts

Services offered by RIGGS CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RIGGS CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Alma Edwards Faerber offer?

Alma Edwards Faerber specializes in Financial Planning, Investment Management.

What are Alma Edwards Faerber's credentials?

Alma Edwards Faerber holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Alma Edwards Faerber located?

Alma Edwards Faerber is based in PROVO, Utah, last registered with RIGGS CAPITAL MANAGEMENT, LLC.

How does Alma Edwards Faerber charge for services?

Alma Edwards Faerber's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIGGS CAPITAL MANAGEMENT, LLC?

RIGGS CAPITAL MANAGEMENT, LLC has approximately 9 employees and manages $275M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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