Unclaimed Profile

Garen Tanner Winn

THE NORDEN GROUP LLC·PROVO, Utah

Series 6, Series 63, Series 6513 years registeredTHE NORDEN GROUP LLC

5255 N EDGEWOOD DRIVE, PROVO, UT 84604CRD# 4800055Firm CRD# 323988

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Garen Tanner Winn · PROVO, UT

Registration

CRD #4800055 · THE NORDEN GROUP LLC · 13 years registered

Brand Profile

Not yet started

Career History

THE NORDEN GROUP LLC

Mar 2023 – present

TOWNSQUARE CAPITAL, LLC

Mar 2018 – Jun 2023

Provo, UT

ALLEGIS INVESTMENT ADVISORS, LLC

Jun 2014 – Mar 2018

Orem, UT

ONEAMERICA SECURITIES, INC.

Sep 2012 – May 2014

OREM, UT

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · September 24, 2012

Years registered · 13

Disclosure History

2015Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THE NORDEN GROUP LLC

CRD 323988 · SEC 801-127137

AUM

$987M

Regulatory assets under management

Employees

2,546 client accounts

Services offered by THE NORDEN GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at THE NORDEN GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Garen Tanner Winn offer?

Garen Tanner Winn specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PROVO, Utah for a consultation.

What are Garen Tanner Winn's credentials?

Garen Tanner Winn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Garen Tanner Winn located?

Garen Tanner Winn is based in PROVO, Utah, working with THE NORDEN GROUP LLC. Their office serves clients in the PROVO metropolitan area and surrounding communities.

How does Garen Tanner Winn charge for services?

Garen Tanner Winn's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE NORDEN GROUP LLC?

THE NORDEN GROUP LLC has approximately 21 employees and manages $987M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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