Unclaimed Profile

Krey Ronald Thompson

RIGGS CAPITAL MANAGEMENT, LLC·AMERICAN FORK, Utah

SIE, Series 6, Series 7, Series 26, Series 63, Series 66Clean record6 years registeredRIGGS CAPITAL MANAGEMENT, LLC

1112 EAST 300 NORTH, AMERICAN FORK, UT 84003CRD# 3156984Firm CRD# 120253

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Krey Ronald Thompson · AMERICAN FORK, UT

Registration

CRD #3156984 · RIGGS CAPITAL MANAGEMENT, LLC · 6 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RIGGS CAPITAL MANAGEMENT, LLC

RIGGS CAPITAL MANAGEMENT, LLC

Mar 2020 – May 2025

AMERICAN FORK, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Series 66

Registration record

First registered · March 10, 2020

Years registered · 6

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RIGGS CAPITAL MANAGEMENT, LLC

CRD 120253 · SEC 801-64363

AUM

$275M

Regulatory assets under management

Employees

372 client accounts

Services offered by RIGGS CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RIGGS CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Krey Ronald Thompson offer?

Krey Ronald Thompson specializes in Financial Planning, Investment Management.

What are Krey Ronald Thompson's credentials?

Krey Ronald Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Krey Ronald Thompson located?

Krey Ronald Thompson is based in AMERICAN FORK, Utah, last registered with RIGGS CAPITAL MANAGEMENT, LLC.

How does Krey Ronald Thompson charge for services?

Krey Ronald Thompson's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIGGS CAPITAL MANAGEMENT, LLC?

RIGGS CAPITAL MANAGEMENT, LLC has approximately 9 employees and manages $275M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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