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Jay Anthony Riggs

RIGGS CAPITAL MANAGEMENT, LLC·AMERICAN FORK, Utah
SIE, Series 6, Series 7, Series 24, Series 26, Series 63, Series 6527 years registeredRIGGS CAPITAL MANAGEMENT, LLC
1112 EAST 300 NORTH, AMERICAN FORK, UT 84003CRD# 2394147Firm CRD# 120253

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jay Anthony Riggs · AMERICAN FORK, UT
Registration
CRD #2394147 · RIGGS CAPITAL MANAGEMENT, LLC · 27 years registered
Brand Profile
Not yet started
01

Career History

MERIT FINANCIAL ADVISORS
May 2025 – present
SPC
Jan 2004 – Mar 2007
OREM, UT
RIGGS CAPITAL MANAGEMENT, LLC
May 2002 – May 2025
PLEASANT GROVE, UT
CLARKE LANZEN SKALLA INVESTMENT FIRM INC
Oct 1998 – May 2002
SANDY, UT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 26
Series 63
Series 65
Registration record
First registered · October 1, 1998
Years registered · 27
03

Disclosure History

2020Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
RIGGS CAPITAL MANAGEMENT, LLC
CRD 120253 · SEC 801-64363
AUM
$275M
Regulatory assets under management
Employees
9
372 client accounts
Services offered by RIGGS CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RIGGS CAPITAL MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Jay Anthony Riggs offer?
Jay Anthony Riggs specializes in Financial Planning, Investment Management. Contact their office in AMERICAN FORK, Utah for a consultation.
What are Jay Anthony Riggs's credentials?
Jay Anthony Riggs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jay Anthony Riggs located?
Jay Anthony Riggs is based in AMERICAN FORK, Utah, working with RIGGS CAPITAL MANAGEMENT, LLC. Their office serves clients in the AMERICAN FORK metropolitan area and surrounding communities.
How does Jay Anthony Riggs charge for services?
Jay Anthony Riggs's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIGGS CAPITAL MANAGEMENT, LLC?
RIGGS CAPITAL MANAGEMENT, LLC has approximately 9 employees and manages $275M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RIGGS CAPITAL MANAGEMENT, LLC

Craig Lewis Riggs
AMERICAN FORK, UT
Alma Edwards Faerber
PROVO, UT
CFA
Cameron Wesley Foster
AMERICAN FORK, UT
CFP
Krey Ronald Thompson
AMERICAN FORK, UT

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Research
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