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Craig Lewis Riggs

RIGGS CAPITAL MANAGEMENT, LLC·AMERICAN FORK, Utah
SIE, Series 7, Series 63, Series 6525 years registeredRIGGS CAPITAL MANAGEMENT, LLC
1112 EAST 300 NORTH, AMERICAN FORK, UT 84003CRD# 4033340Firm CRD# 120253

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Craig Lewis Riggs · AMERICAN FORK, UT
Registration
CRD #4033340 · RIGGS CAPITAL MANAGEMENT, LLC · 25 years registered
Brand Profile
Not yet started
01

Career History

May 2025present
Mar 2003May 2025
OREM, UT
Jun 2001Jan 2003
WALNUT CREEK, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · June 13, 2001
Years registered · 25
03

Disclosure History

2020Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
RIGGS CAPITAL MANAGEMENT, LLC
CRD 120253 · SEC 801-64363
AUM
$275M
Regulatory assets under management
Employees
9
372 client accounts
Services offered by RIGGS CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Craig Lewis Riggs offer?
Craig Lewis Riggs specializes in Financial Planning, Investment Management. Contact their office in AMERICAN FORK, Utah for a consultation.
What are Craig Lewis Riggs's credentials?
Craig Lewis Riggs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Craig Lewis Riggs located?
Craig Lewis Riggs is based in AMERICAN FORK, Utah, working with RIGGS CAPITAL MANAGEMENT, LLC. Their office serves clients in the AMERICAN FORK metropolitan area and surrounding communities.
How does Craig Lewis Riggs charge for services?
Craig Lewis Riggs's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIGGS CAPITAL MANAGEMENT, LLC?
RIGGS CAPITAL MANAGEMENT, LLC has approximately 9 employees and manages $275M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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