Unclaimed Profile

Robert Vincent Coulter

PROSPERA FINANCIAL SERVICES, INC.·DALLAS, Texas

SIE, Series 7, Series 14, Series 24, Series 50, Series 52TO, Series 53, Series 63, Series 66, Series 79TO, Series 99TOClean record20 years registeredPROSPERA FINANCIAL SERVICES, INC.

5429 LBJ FREEWAY, DALLAS, TX 75240CRD# 4211707Firm CRD# 10740

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Vincent Coulter · DALLAS, TX

Registration

CRD #4211707 · PROSPERA FINANCIAL SERVICES, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROSPERA FINANCIAL SERVICES, INC.

PROSPERA FINANCIAL SERVICES, INC.

Feb 2022 – Aug 2024

DALLAS, TX

CAIN, WATTERS & ASSOCIATES, LLC

Feb 2020 – Feb 2022

PLANO, TX

CHARLES SCHWAB & CO., INC.

Nov 2019 – Feb 2020

Westlake, TX

FIRST SOUTHWEST ASSET MANAGEMENT, LLC

May 2009 – Nov 2018

DALLAS, TX

FIRST DALLAS SECURITIES, INC.

Sep 2007 – May 2009

DALLAS, TX

HODGES CAPITAL MANAGEMENT INC

Sep 2007 – May 2009

DALLAS, TX

USAA INVESTMENT MANAGEMENT COMPANY

Jun 2006 – Aug 2007

SAN ANTONIO, TX

FIRST SOUTHWEST ASSET MANAGEMENT INC

May 2006 – May 2006

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 50

Series 52TO

Series 53

Series 63

Series 66

Series 79TO

Series 99TO

Registration record

First registered · May 3, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROSPERA FINANCIAL SERVICES, INC.

CRD 10740 · SEC 801-65845

AUM

$9.8B

Regulatory assets under management

Employees

265

23,433 client accounts

Services offered by PROSPERA FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at PROSPERA FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Robert Vincent Coulter offer?

Robert Vincent Coulter specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Robert Vincent Coulter's credentials?

Robert Vincent Coulter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Vincent Coulter located?

Robert Vincent Coulter is based in DALLAS, Texas, last registered with PROSPERA FINANCIAL SERVICES, INC..

How does Robert Vincent Coulter charge for services?

Robert Vincent Coulter's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees, other: percentage of assets under review. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROSPERA FINANCIAL SERVICES, INC.?

PROSPERA FINANCIAL SERVICES, INC. has approximately 265 employees and manages $9.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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