CAIN, WATTERS & ASSOCIATES, LLC

FRISCO, Texas·18 registered advisors·CRD# 111521
SEC# 801-398992972-233-3323
01

Firm Overview

AUM
$3.5B
Regulatory assets under management
Employees
283
Total firm employees
Advisors
18
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03

Specialties

Financial PlanningInvestment Management
04

Advisors at CAIN, WATTERS & ASSOCIATES, LLC

18 registered advisors
Brian Robert Bortz
FRISCO, Texas
Charles Arnold Loretto
FRISCO, Texas
Dan Charles Wicker
FRISCO, Texas
Darrell Ward Cain
FRISCO, Texas
David Giles Forbess
FRISCO, Texas
Gary Vern Moore
PLANO, Texas
Hunter David Satterfield
FRISCO, Texas
Jeremy Layne Bolf
FRISCO, Texas
Judson Standefer Crawford
FRISCO, Texas
Kristi J Heffron
PLANO, Texas
Mason Stern
FRISCO, Texas
Scott Erwin
FRISCO, Texas
Steven Bradley Clapp
FRISCO, Texas
Steven Lawrence Cain
FRISCO, Texas
Thomas Robert Sanders
FRISCO, Texas
Timothy Andrew Darley
FRISCO, Texas
Timothy Basil Greaves
FRISCO, Texas
Toni Hatcher Lee
FRISCO, Texas
05

Office Locations

FRISCO, Texas
16 advisors
PLANO, Texas
2 advisors

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Data sourced from SEC Form ADV filings. CAIN, WATTERS & ASSOCIATES, LLC (CRD# 111521) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.