AdvisorOS Directory
Claim Profile
Unclaimed Profile
AG

Abel Jr Garcia

PROSPERA FINANCIAL SERVICES, INC.·DALLAS, Texas
SIE, Series 7, Series 14, Series 24, Series 27, Series 63, Series 79TO, Series 87, Series 99TOPROSPERA FINANCIAL SERVICES, INC.
5429 LBJ FREEWAY, DALLAS, TX 75240CRD# 2410254Firm CRD# 10740

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Abel Jr Garcia · DALLAS, TX
Registration
CRD #2410254 · PROSPERA FINANCIAL SERVICES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 14
Series 24
Series 27
Series 63
Series 79TO
Series 87
Series 99TO
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
PROSPERA FINANCIAL SERVICES, INC.
CRD 10740 · SEC 801-65845
AUM
$9.8B
Regulatory assets under management
Employees
265
23,433 client accounts
Services offered by PROSPERA FINANCIAL SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at PROSPERA FINANCIAL SERVICES, INC. →
Introduction

Speak with Abel Jr

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Abel Jr is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DALLAS?

Browse all registered financial advisors in DALLAS, Texas or claim this profile if it's yours.

Browse DALLAS AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Abel Jr Garcia offer?
Abel Jr Garcia specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in DALLAS, Texas for a consultation.
What are Abel Jr Garcia's credentials?
Abel Jr Garcia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Abel Jr Garcia located?
Abel Jr Garcia is based in DALLAS, Texas, working with PROSPERA FINANCIAL SERVICES, INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Abel Jr Garcia charge for services?
Abel Jr Garcia's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees, other: percentage of assets under review. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPERA FINANCIAL SERVICES, INC.?
PROSPERA FINANCIAL SERVICES, INC. has approximately 265 employees and manages $9.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at PROSPERA FINANCIAL SERVICES, INC.

Edward Kern
DALLAS, TX
Shawn Baxter
DALLAS, TX
David Walter Stringer
DALLAS, TX
Richard Dean Pascuzzi
DALLAS, TX
Robert Vincent Coulter
DALLAS, TX
Tim Alan Edwards
DALLAS, TX

More Advisors in DALLAS, Texas

Diane Lynn Tobin
CH INVESTMENT PARTNERS, LLC·DALLAS, TX
Michael Stephen Thomas
WEBS CREEK CAPITAL MANAGEMENT LP·DALLAS, TX
Ashley Davis Blanchette
RGT WEALTH ADVISORS, LLC·DALLAS, TX
Bryan Mark Rigg
RIGG WEALTH MANAGEMENT, LLC·DALLAS, TX
CFP
Steven Anthony Helland
SSR CAPITAL PARTNERS, LP·DALLAS, TX
Glenda Kaye Bianchi
CYPRESS POINT WEALTH MANAGEMENT, LLC·DALLAS, TX

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Texas
HOUSTON (806)AUSTIN (497)SAN ANTONIO (225)FORT WORTH (165)PLANO (117)THE WOODLANDS (73)ADDISON (38)FRISCO (30)IRVING (30)SOUTHLAKE (29)
City Guides
HOUSTON GuideAUSTIN GuideSAN ANTONIO GuideFORT WORTH GuidePLANO Guide
Research
Advisor Fees in TexasNational Fee Analysis
Request removal of this profile