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Richard Dean Pascuzzi

PROSPERA FINANCIAL SERVICES, INC.·DALLAS, Texas
PROSPERA FINANCIAL SERVICES, INC.
5429 LBJ FREEWAY, DALLAS, TX 75240CRD# 711548Firm CRD# 10740

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Dean Pascuzzi · DALLAS, TX
Registration
CRD #711548 · PROSPERA FINANCIAL SERVICES, INC.
Brand Profile
Not yet started
Disclosure history
10 disclosures on file · See FINRA BrokerCheck for full record
01

About

Richard Dean Pascuzzi is a registered financial advisor based in DALLAS, Texas, affiliated with PROSPERA FINANCIAL SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
PROSPERA FINANCIAL SERVICES, INC.
PROSPERA FINANCIAL SERVICES, INC.
AUM
$9.8B
Regulatory assets under management
Employees
265
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Performance-based fees
Other: PERCENTAGE OF ASSETS UNDER REVIEW
Regulatory
SEC/IARD CRD# 711548
Firm CRD# 10740
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Dean Pascuzzi offer?
Richard Dean Pascuzzi specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in DALLAS, Texas for a consultation.
What are Richard Dean Pascuzzi's credentials?
Richard Dean Pascuzzi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Dean Pascuzzi located?
Richard Dean Pascuzzi is based in DALLAS, Texas, working with PROSPERA FINANCIAL SERVICES, INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Richard Dean Pascuzzi charge for services?
Richard Dean Pascuzzi's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees, other: percentage of assets under review. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPERA FINANCIAL SERVICES, INC.?
PROSPERA FINANCIAL SERVICES, INC. has approximately 265 employees and manages $9.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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