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Edward Kern

PROSPERA FINANCIAL SERVICES, INC.·DALLAS, Texas
SIE, Series 27, Series 99TOClean recordPROSPERA FINANCIAL SERVICES, INC.
5429 LBJ FREEWAY, DALLAS, TX 75240CRD# 4364143Firm CRD# 10740

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Edward Kern · DALLAS, TX
Registration
CRD #4364143 · PROSPERA FINANCIAL SERVICES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PROSPERA FINANCIAL SERVICES, INC.
CRD 10740 · SEC 801-65845
AUM
$9.8B
Regulatory assets under management
Employees
265
23,433 client accounts
Services offered by PROSPERA FINANCIAL SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at PROSPERA FINANCIAL SERVICES, INC. →
Introduction

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Frequently Asked Questions

What services does Edward Kern offer?
Edward Kern specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in DALLAS, Texas for a consultation.
What are Edward Kern's credentials?
Edward Kern is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Edward Kern located?
Edward Kern is based in DALLAS, Texas, working with PROSPERA FINANCIAL SERVICES, INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Edward Kern charge for services?
Edward Kern's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees, other: percentage of assets under review. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPERA FINANCIAL SERVICES, INC.?
PROSPERA FINANCIAL SERVICES, INC. has approximately 265 employees and manages $9.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PROSPERA FINANCIAL SERVICES, INC.

Abel Jr Garcia
DALLAS, TX
Shawn Baxter
DALLAS, TX
David Walter Stringer
DALLAS, TX
Richard Dean Pascuzzi
DALLAS, TX
Robert Vincent Coulter
DALLAS, TX
Tim Alan Edwards
DALLAS, TX

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