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Barbara Anne Hale

PROSPERA FINANCIAL SERVICES, INC.·DALLAS, Texas
SIE, Series 7, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 99TOPROSPERA FINANCIAL SERVICES, INC.
5429 LBJ FREEWAY, DALLAS, TX 75240CRD# 1406628Firm CRD# 10740

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Barbara Anne Hale · DALLAS, TX
Registration
CRD #1406628 · PROSPERA FINANCIAL SERVICES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 52TO
Series 53
Series 55
Series 57TO
Series 63
Series 99TO
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
PROSPERA FINANCIAL SERVICES, INC.
CRD 10740 · SEC 801-65845
AUM
$9.8B
Regulatory assets under management
Employees
265
23,433 client accounts
Services offered by PROSPERA FINANCIAL SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Introduction

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04

Frequently Asked Questions

What services does Barbara Anne Hale offer?
Barbara Anne Hale specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in DALLAS, Texas for a consultation.
What are Barbara Anne Hale's credentials?
Barbara Anne Hale is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Barbara Anne Hale located?
Barbara Anne Hale is based in DALLAS, Texas, working with PROSPERA FINANCIAL SERVICES, INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Barbara Anne Hale charge for services?
Barbara Anne Hale's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees, other: percentage of assets under review. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPERA FINANCIAL SERVICES, INC.?
PROSPERA FINANCIAL SERVICES, INC. has approximately 265 employees and manages $9.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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