PROSPERA FINANCIAL SERVICES, INC.

DALLAS, Texas·10 registered advisors·CRD# 10740
SEC# 801-65845123972-581-3000
01

Firm Overview

AUM
$9.8B
Regulatory assets under management
Employees
265
Total firm employees
Advisors
10
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Performance-based fees
Other: PERCENTAGE OF ASSETS UNDER REVIEW
03

Specialties

Financial PlanningInvestment ManagementRetirement PlanningWealth Management
04

Advisors at PROSPERA FINANCIAL SERVICES, INC.

10 registered advisors
Abel Jr Garcia
DALLAS, Texas
Barbara Anne Hale
DALLAS, Texas
David Walter Stringer
DALLAS, Texas
Edward Kern
DALLAS, Texas
John Patrick West
DALLAS, Texas
Richard Dean Pascuzzi
DALLAS, Texas
Robert Vincent Coulter
DALLAS, Texas
Shawn Baxter
DALLAS, Texas
Tarah Elizabeth Williams
DALLAS, Texas
Tim Alan Edwards
DALLAS, Texas
05

Office Locations

DALLAS, Texas
10 advisors

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Data sourced from SEC Form ADV filings. PROSPERA FINANCIAL SERVICES, INC. (CRD# 10740) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.