Unclaimed Profile

Richard C Steinmeier

LPL FINANCIAL LLC·FORT MILL, South Carolina

SIE, Series 7, Series 9, Series 10, Series 24, Series 66, Series 99TOClean record17 years registeredLPL FINANCIAL LLC

1055 LPL WAY, FORT MILL, SC 29715CRD# 5109512Firm CRD# 6413

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard C Steinmeier · FORT MILL, SC

Registration

CRD #5109512 · LPL FINANCIAL LLC · 17 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Aug 2018 – present

LPL FINANCIAL LLC

Aug 2018 – present

UBS FINANCIAL SERVICES INC.

Sep 2012 – Aug 2018

WEEHAWKEN, NJ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2009 – Aug 2012

PENNINGTON, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 66

Series 99TO

Registration record

First registered · April 6, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LPL FINANCIAL LLC

CRD 6413 · SEC 801-10970

AUM

$463.5B

Regulatory assets under management

Employees

35,841

1,910,545 client accounts

Services offered by LPL FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LPL FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does Richard C Steinmeier offer?

Richard C Steinmeier specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT MILL, South Carolina for a consultation.

What are Richard C Steinmeier's credentials?

Richard C Steinmeier is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard C Steinmeier located?

Richard C Steinmeier is based in FORT MILL, South Carolina, working with LPL FINANCIAL LLC. Their office serves clients in the FORT MILL metropolitan area and surrounding communities.

How does Richard C Steinmeier charge for services?

Richard C Steinmeier's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LPL FINANCIAL LLC?

LPL FINANCIAL LLC has approximately 35841 employees and manages $463.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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