Unclaimed Profile

James E Roberts

INTENTIONAL, LLC·FORT MILL, South Carolina

SIE, Series 7, Series 66CFPClean record18 years registeredINTENTIONAL, LLC

850 BEE BALM TRAIL, FORT MILL, SC 29708CRD# 5401304Firm CRD# 318570

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James E Roberts · FORT MILL, SC

Registration

CRD #5401304 · INTENTIONAL, LLC · 18 years registered

Brand Profile

Not yet started

Career History

INTENTIONAL

Mar 2022 – present

CIC WEALTH, LLC

Mar 2019 – Mar 2022

ROCKVILLE, MD

COMMONWEALTH FINANCIAL NETWORK

Jun 2016 – Mar 2019

BETHESDA, MD

CETERA ADVISORS LLC

Sep 2012 – Jun 2016

BOYDS, MD

PRUDENTIAL FINANCIAL PLANNING SERVICES

Sep 2012 – Sep 2012

CHARLOTTE, NC

LPL FINANCIAL LLC

Mar 2008 – Aug 2012

BETHESDA, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · March 12, 2008

Years registered · 18

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INTENTIONAL, LLC

CRD 318570 · SEC 801-123251

AUM

$125M

Regulatory assets under management

Employees

430 client accounts

Services offered by INTENTIONAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at INTENTIONAL, LLC →

Introduction

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Frequently Asked Questions

What services does James E Roberts offer?

James E Roberts specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT MILL, South Carolina for a consultation.

What are James E Roberts's credentials?

James E Roberts holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James E Roberts located?

James E Roberts is based in FORT MILL, South Carolina, working with INTENTIONAL, LLC. Their office serves clients in the FORT MILL metropolitan area and surrounding communities.

How does James E Roberts charge for services?

James E Roberts's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTENTIONAL, LLC?

INTENTIONAL, LLC has approximately 3 employees and manages $125M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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