Unclaimed Profile

Richard Steven Sheehan

LPL ENTERPRISE, LLC·FORT MILL, South Carolina

SIE, Series 6, Series 7, Series 14, Series 24, Series 27, Series 63, Series 65, Series 99TOClean recordLPL ENTERPRISE, LLC

1055 LPL WAY, FORT MILL, SC 29715CRD# 3096567Firm CRD# 8733

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Steven Sheehan · FORT MILL, SC

Registration

CRD #3096567 · LPL ENTERPRISE, LLC

Brand Profile

Not yet started

Career History

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

Jun 2026 – present

AMERIPRISE FINANCIAL SERVICES, LLC

Jun 2026 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 14

Series 24

Series 27

Series 63

Series 65

Series 99TO

Registration record

First registered · June 30, 2026

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LPL ENTERPRISE, LLC

CRD 8733 · SEC 801-130883

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by LPL ENTERPRISE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LPL ENTERPRISE, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Steven Sheehan offer?

Richard Steven Sheehan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT MILL, South Carolina for a consultation.

What are Richard Steven Sheehan's credentials?

Richard Steven Sheehan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Steven Sheehan located?

Richard Steven Sheehan is based in FORT MILL, South Carolina, working with LPL ENTERPRISE, LLC. Their office serves clients in the FORT MILL metropolitan area and surrounding communities.

How does Richard Steven Sheehan charge for services?

Richard Steven Sheehan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LPL ENTERPRISE, LLC?

LPL ENTERPRISE, LLC has approximately 64 employees. The firm is registered with the SEC as an investment adviser.

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