Unclaimed Profile

Dale Winters Rice

INTENTIONAL, LLC·FORT MILL, South Carolina

SIE, Series 7, Series 31, Series 63, Series 65CFPClean record22 years registeredINTENTIONAL, LLC

850 BEE BALM TRAIL, FORT MILL, SC 29708CRD# 2644016Firm CRD# 318570

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dale Winters Rice · FORT MILL, SC

Registration

CRD #2644016 · INTENTIONAL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

INTENTIONAL

Apr 2022 – present

COMMONWEALTH FINANCIAL NETWORK

May 2012 – Apr 2022

BETHESDA, MD

LPL FINANCIAL LLC

Oct 2007 – May 2012

ROCKVILLE, MD

LINSCO/PRIVATE LEDGER CORP.

Sep 2007 – Oct 2007

SAN DIEGO, CA

UVEST FINANCIAL SERVICES GROUP, INC.

Feb 2004 – Oct 2007

ROCKVILLE, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · February 12, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INTENTIONAL, LLC

CRD 318570 · SEC 801-123251

AUM

$125M

Regulatory assets under management

Employees

430 client accounts

Services offered by INTENTIONAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at INTENTIONAL, LLC →

Introduction

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Frequently Asked Questions

What services does Dale Winters Rice offer?

Dale Winters Rice specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT MILL, South Carolina for a consultation.

What are Dale Winters Rice's credentials?

Dale Winters Rice holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Dale Winters Rice located?

Dale Winters Rice is based in FORT MILL, South Carolina, working with INTENTIONAL, LLC. Their office serves clients in the FORT MILL metropolitan area and surrounding communities.

How does Dale Winters Rice charge for services?

Dale Winters Rice's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTENTIONAL, LLC?

INTENTIONAL, LLC has approximately 3 employees and manages $125M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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