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Stephen Charles Poplaski

LIGHTHOUSE FINANCIAL MANAGEMENT, LLC·WESTERLY, Rhode Island
19 years registeredLIGHTHOUSE FINANCIAL MANAGEMENT, LLC
85 BEACH STREET, WESTERLY, RI 02891CRD# 4696023Firm CRD# 127748

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Charles Poplaski · WESTERLY, RI
Registration
CRD #4696023 · LIGHTHOUSE FINANCIAL MANAGEMENT, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

WASHINGTON TRUST ADVISORS
Aug 2025 – present
LIGHTHOUSE FINANCIAL MANAGEMENT, LLC
May 2007 – Jul 2025
WESTERLY, RI
02

Registrations & Exams

Registration record
First registered · May 24, 2007
Years registered · 19
03

Disclosure History

2007Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
LIGHTHOUSE FINANCIAL MANAGEMENT, LLC
CRD 127748 · SEC 801-110214
AUM
$171M
Regulatory assets under management
Employees
3
457 client accounts
Services offered by LIGHTHOUSE FINANCIAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at LIGHTHOUSE FINANCIAL MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Stephen Charles Poplaski offer?
Stephen Charles Poplaski specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in WESTERLY, Rhode Island for a consultation.
What are Stephen Charles Poplaski's credentials?
Stephen Charles Poplaski is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Charles Poplaski located?
Stephen Charles Poplaski is based in WESTERLY, Rhode Island, working with LIGHTHOUSE FINANCIAL MANAGEMENT, LLC. Their office serves clients in the WESTERLY metropolitan area and surrounding communities.
How does Stephen Charles Poplaski charge for services?
Stephen Charles Poplaski's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LIGHTHOUSE FINANCIAL MANAGEMENT, LLC?
LIGHTHOUSE FINANCIAL MANAGEMENT, LLC has approximately 3 employees and manages $171M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LIGHTHOUSE FINANCIAL MANAGEMENT, LLC

Maureen Joy Poplaski
WESTERLY, RI

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Research
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