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Stephen Charles Poplaski

LIGHTHOUSE FINANCIAL MANAGEMENT, LLC·WESTERLY, Rhode Island
Unclaimed Profile
85 BEACH STREET, WESTERLY, RI 02891CRD# 4696023Firm CRD# 127748
01

About

Stephen Charles Poplaski is a registered financial advisor based in WESTERLY, Rhode Island, affiliated with LIGHTHOUSE FINANCIAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
LIGHTHOUSE FINANCIAL MANAGEMENT, LLC
LIGHTHOUSE FINANCIAL MANAGEMENT, LLC
AUM
$171M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at LIGHTHOUSE FINANCIAL MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4696023
Firm CRD# 127748
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Stephen Charles Poplaski offer?
Stephen Charles Poplaski specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in WESTERLY, Rhode Island for a consultation.
What are Stephen Charles Poplaski's credentials?
Stephen Charles Poplaski is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Charles Poplaski located?
Stephen Charles Poplaski is based in WESTERLY, Rhode Island, working with LIGHTHOUSE FINANCIAL MANAGEMENT, LLC. Their office serves clients in the WESTERLY metropolitan area and surrounding communities.
How does Stephen Charles Poplaski charge for services?
Stephen Charles Poplaski's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LIGHTHOUSE FINANCIAL MANAGEMENT, LLC?
LIGHTHOUSE FINANCIAL MANAGEMENT, LLC has approximately 3 employees and manages $171M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Rhode Island
PROVIDENCE (133)SMITHFIELD (23)NEWPORT (12)WARWICK (11)WEST WARWICK (9)
City Guides
PROVIDENCE GuideSMITHFIELD GuideNEWPORT GuideWARWICK GuideWEST WARWICK Guide
Research
Advisor Fees in Rhode IslandNational Fee Analysis
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