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Kathleen Anne Nealon

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.·WESTERLY, Rhode Island
SIE, Series 7, Series 63Clean recordNEW ENGLAND PROFESSIONAL PLANNING GROUP INC.
9 GRANITE STREET, WESTERLY, RI 02891CRD# 3126475Firm CRD# 108868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathleen Anne Nealon · WESTERLY, RI
Registration
CRD #3126475 · NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.
CRD 108868 · SEC 801-15330
AUM
$1.1B
Regulatory assets under management
Employees
17
2,350 client accounts
Services offered by NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. →
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Frequently Asked Questions

What services does Kathleen Anne Nealon offer?
Kathleen Anne Nealon specializes in Financial Planning, Investment Management. Contact their office in WESTERLY, Rhode Island for a consultation.
What are Kathleen Anne Nealon's credentials?
Kathleen Anne Nealon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen Anne Nealon located?
Kathleen Anne Nealon is based in WESTERLY, Rhode Island, working with NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.. Their office serves clients in the WESTERLY metropolitan area and surrounding communities.
How does Kathleen Anne Nealon charge for services?
Kathleen Anne Nealon's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.?
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. has approximately 17 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

Michael Francis Dembro
WESTERLY, RI
Malcolm Alfred Makin
WESTERLY, RI
CFP
Joanna Elise Valentini
WESTERLY, RI

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