Unclaimed Profile

Malcolm Alfred Makin

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.·WESTERLY, Rhode Island

SIE, Series 1, Series 7, Series 24, Series 63CFPClean record36 years registeredNEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

9 GRANITE STREET, WESTERLY, RI 02891CRD# 851143Firm CRD# 108868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Malcolm Alfred Makin · WESTERLY, RI

Registration

CRD #851143 · NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. · 36 years registered

Brand Profile

Not yet started

Career History

PROFESSIONAL PLANNING GROUP

Jun 1990 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 63

Registration record

First registered · June 7, 1990

Years registered · 36

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

CRD 108868 · SEC 801-15330

AUM

$1.1B

Regulatory assets under management

Employees

2,350 client accounts

Services offered by NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. →

Introduction

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Frequently Asked Questions

What services does Malcolm Alfred Makin offer?

Malcolm Alfred Makin specializes in Financial Planning, Investment Management. Contact their office in WESTERLY, Rhode Island for a consultation.

What are Malcolm Alfred Makin's credentials?

Malcolm Alfred Makin holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Malcolm Alfred Makin located?

Malcolm Alfred Makin is based in WESTERLY, Rhode Island, working with NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.. Their office serves clients in the WESTERLY metropolitan area and surrounding communities.

How does Malcolm Alfred Makin charge for services?

Malcolm Alfred Makin's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.?

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. has approximately 17 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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