Unclaimed Profile

Michael Francis Dembro

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.·WESTERLY, Rhode Island

SIE, Series 7, Series 63, Series 65Clean record5 years registeredNEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

9 GRANITE STREET, WESTERLY, RI 02891CRD# 5918707Firm CRD# 108868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Francis Dembro · WESTERLY, RI

Registration

CRD #5918707 · NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. · 5 years registered

Brand Profile

Not yet started

Career History

MFS INSTITUTIONAL ADVISORS INC.

Jul 2025 – present

MFS FUND DISTRIBUTORS, INC.

May 2025 – present

PROFESSIONAL PLANNING GROUP

Jan 2021 – Oct 2023

WESTERLY, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · January 15, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

CRD 108868 · SEC 801-15330

AUM

$1.1B

Regulatory assets under management

Employees

2,350 client accounts

Services offered by NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. →

Introduction

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Frequently Asked Questions

What services does Michael Francis Dembro offer?

Michael Francis Dembro specializes in Financial Planning, Investment Management. Contact their office in WESTERLY, Rhode Island for a consultation.

What are Michael Francis Dembro's credentials?

Michael Francis Dembro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Francis Dembro located?

Michael Francis Dembro is based in WESTERLY, Rhode Island, working with NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.. Their office serves clients in the WESTERLY metropolitan area and surrounding communities.

How does Michael Francis Dembro charge for services?

Michael Francis Dembro's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.?

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. has approximately 17 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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