Unclaimed Profile

Maureen Joy Poplaski

LIGHTHOUSE FINANCIAL MANAGEMENT, LLC·WESTERLY, Rhode Island

Series 65Clean record16 years registeredLIGHTHOUSE FINANCIAL MANAGEMENT, LLC

85 BEACH STREET, WESTERLY, RI 02891CRD# 5708657Firm CRD# 127748

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Maureen Joy Poplaski · WESTERLY, RI

Registration

CRD #5708657 · LIGHTHOUSE FINANCIAL MANAGEMENT, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LIGHTHOUSE FINANCIAL MANAGEMENT, LLC

LIGHTHOUSE FINANCIAL MANAGEMENT, LLC

Aug 2009 – Jul 2025

WESTERLY, RI

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 27, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LIGHTHOUSE FINANCIAL MANAGEMENT, LLC

CRD 127748 · SEC 801-110214

AUM

$171M

Regulatory assets under management

Employees

457 client accounts

Services offered by LIGHTHOUSE FINANCIAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at LIGHTHOUSE FINANCIAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Maureen Joy Poplaski offer?

Maureen Joy Poplaski specializes in Financial Planning, Investment Management, Retirement Planning.

What are Maureen Joy Poplaski's credentials?

Maureen Joy Poplaski is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Maureen Joy Poplaski located?

Maureen Joy Poplaski is based in WESTERLY, Rhode Island, last registered with LIGHTHOUSE FINANCIAL MANAGEMENT, LLC.

How does Maureen Joy Poplaski charge for services?

Maureen Joy Poplaski's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LIGHTHOUSE FINANCIAL MANAGEMENT, LLC?

LIGHTHOUSE FINANCIAL MANAGEMENT, LLC has approximately 3 employees and manages $171M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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