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James Caldwell Maynard

NAPATREE CAPITAL LLC·WESTERLY, Rhode Island
Unclaimed Profile
90 BEACH STREET, WESTERLY, RI 02891CRD# 6916072Firm CRD# 292776
01

About

James Caldwell Maynard is a registered financial advisor based in WESTERLY, Rhode Island, affiliated with NAPATREE CAPITAL LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
NAPATREE CAPITAL LLC
NAPATREE CAPITAL LLC
AUM
$157M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at NAPATREE CAPITAL LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 6916072
Firm CRD# 292776
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Caldwell Maynard offer?
James Caldwell Maynard specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WESTERLY, Rhode Island for a consultation.
What are James Caldwell Maynard's credentials?
James Caldwell Maynard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Caldwell Maynard located?
James Caldwell Maynard is based in WESTERLY, Rhode Island, working with NAPATREE CAPITAL LLC. Their office serves clients in the WESTERLY metropolitan area and surrounding communities.
How does James Caldwell Maynard charge for services?
James Caldwell Maynard's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NAPATREE CAPITAL LLC?
NAPATREE CAPITAL LLC has approximately 6 employees and manages $157M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in WESTERLY
William Gregory Smart — FENWAY PARTNERS, LLCWalter John Wiacek — FENWAY PARTNERS, LLCKathleen Anne Nealon — NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.Malcolm Alfred Makin — NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.Peter David Lamm — FENWAY PARTNERS, LLC
Nearby cities in Rhode Island
PROVIDENCE (133)SMITHFIELD (23)NEWPORT (12)WARWICK (11)WEST WARWICK (9)
City Guides
PROVIDENCE GuideSMITHFIELD GuideNEWPORT GuideWARWICK GuideWEST WARWICK Guide
Research
Advisor Fees in Rhode IslandNational Fee Analysis
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