Unclaimed Profile

James Caldwell Maynard

NAPATREE CAPITAL LLC·WESTERLY, Rhode Island

Series 65Clean record7 years registeredNAPATREE CAPITAL LLC

90 BEACH STREET, WESTERLY, RI 02891CRD# 6916072Firm CRD# 292776

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Caldwell Maynard · WESTERLY, RI

Registration

CRD #6916072 · NAPATREE CAPITAL LLC · 7 years registered

Brand Profile

Not yet started

Career History

WASHINGTON TRUST ADVISORS

Feb 2025 – present

NAPATREE CAPITAL LLC

May 2019 – Jan 2025

WESTERLY, RI

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 17, 2019

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NAPATREE CAPITAL LLC

CRD 292776 · SEC 801-120842

AUM

$157M

Regulatory assets under management

Employees

308 client accounts

Services offered by NAPATREE CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NAPATREE CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does James Caldwell Maynard offer?

James Caldwell Maynard specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WESTERLY, Rhode Island for a consultation.

What are James Caldwell Maynard's credentials?

James Caldwell Maynard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Caldwell Maynard located?

James Caldwell Maynard is based in WESTERLY, Rhode Island, working with NAPATREE CAPITAL LLC. Their office serves clients in the WESTERLY metropolitan area and surrounding communities.

How does James Caldwell Maynard charge for services?

James Caldwell Maynard's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NAPATREE CAPITAL LLC?

NAPATREE CAPITAL LLC has approximately 6 employees and manages $157M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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