Unclaimed Profile

Geraldine Butera Cunningham

FIRST FINANCIAL ADVISORY SERVICES INC·WESTERLY, Rhode Island

SIE, Series 7, Series 24, Series 51, Series 63, Series 99TOClean record34 years registeredFIRST FINANCIAL ADVISORY SERVICES INC

85 BEACH STREET, WESTERLY, RI 02891CRD# 1093600Firm CRD# 105031

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Geraldine Butera Cunningham · WESTERLY, RI

Registration

CRD #1093600 · FIRST FINANCIAL ADVISORY SERVICES INC · 34 years registered

Brand Profile

Not yet started

Career History

CETERA ADVISORS LLC

Sep 2022 – present

FIRST FINANCIAL ADVISORY SERVICES INC

Jun 1992 – present

FIRST ALLIED SECURITIES, INC.

Jan 2000 – Sep 2011

WESTERLY, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 63

Series 99TO

Registration record

First registered · June 22, 1992

Years registered · 34

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST FINANCIAL ADVISORY SERVICES INC

CRD 105031 · SEC 801-20623

AUM

$225M

Regulatory assets under management

Employees

1,166 client accounts

Services offered by FIRST FINANCIAL ADVISORY SERVICES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIRST FINANCIAL ADVISORY SERVICES INC →

Introduction

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Frequently Asked Questions

What services does Geraldine Butera Cunningham offer?

Geraldine Butera Cunningham specializes in Financial Planning, Investment Management. Contact their office in WESTERLY, Rhode Island for a consultation.

What are Geraldine Butera Cunningham's credentials?

Geraldine Butera Cunningham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Geraldine Butera Cunningham located?

Geraldine Butera Cunningham is based in WESTERLY, Rhode Island, working with FIRST FINANCIAL ADVISORY SERVICES INC. Their office serves clients in the WESTERLY metropolitan area and surrounding communities.

How does Geraldine Butera Cunningham charge for services?

Geraldine Butera Cunningham's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST FINANCIAL ADVISORY SERVICES INC?

FIRST FINANCIAL ADVISORY SERVICES INC has approximately 6 employees and manages $225M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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