Unclaimed Profile

Tomas Michael Cern

COMPTON CAPITAL MANAGEMENT INC·PROVIDENCE, Rhode Island

SIE, Series 6TO, Series 7, Series 24, Series 52TO, Series 53, Series 66Clean record21 years registeredCOMPTON CAPITAL MANAGEMENT INC

155 WESTMINSTER STREET, PROVIDENCE, RI 02903CRD# 4954028Firm CRD# 107002

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tomas Michael Cern · PROVIDENCE, RI

Registration

CRD #4954028 · COMPTON CAPITAL MANAGEMENT INC · 21 years registered

Brand Profile

Not yet started

Career History

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jan 2019 – present

COMPTON CAPITAL MANAGEMENT INC

Mar 2017 – Jan 2019

PROVIDENCE, RI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Apr 2013 – Feb 2017

MEDWAY, MA

MML INVESTORS SERVICES, INC.

Oct 2006 – Dec 2010

MENDON, MA

UBS FINANCIAL SERVICES INC.

Jul 2005 – Oct 2006

PROVIDENCE, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 6TO

Series 7

Series 24

Series 52TO

Series 53

Series 66

Registration record

First registered · July 22, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPTON CAPITAL MANAGEMENT INC

CRD 107002 · SEC 801-38720

AUM

$202M

Regulatory assets under management

Employees

153 client accounts

Services offered by COMPTON CAPITAL MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at COMPTON CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Tomas Michael Cern offer?

Tomas Michael Cern specializes in Investment Management. Contact their office in PROVIDENCE, Rhode Island for a consultation.

What are Tomas Michael Cern's credentials?

Tomas Michael Cern is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tomas Michael Cern located?

Tomas Michael Cern is based in PROVIDENCE, Rhode Island, working with COMPTON CAPITAL MANAGEMENT INC. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.

How does Tomas Michael Cern charge for services?

Tomas Michael Cern's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPTON CAPITAL MANAGEMENT INC?

COMPTON CAPITAL MANAGEMENT INC has approximately 2 employees and manages $202M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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