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William Carroll Geist

UPPER90 CAPITAL MANAGEMENT, LP·PROVIDENCE, Rhode Island
Clean recordUPPER90 CAPITAL MANAGEMENT, LP
269 C SOUTH MAIN STREET, PROVIDENCE, RI 02903CRD# 5547075Firm CRD# 304179

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Carroll Geist · PROVIDENCE, RI
Registration
CRD #5547075 · UPPER90 CAPITAL MANAGEMENT, LP
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

William Carroll Geist is a registered financial advisor based in PROVIDENCE, Rhode Island, affiliated with UPPER90 CAPITAL MANAGEMENT, LP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
UPPER90 CAPITAL MANAGEMENT, LP
UPPER90
AUM
$816M
Regulatory assets under management
Employees
20
Total firm employees
View all advisors at UPPER90 CAPITAL MANAGEMENT, LP →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 5547075
Firm CRD# 304179
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does William Carroll Geist offer?
William Carroll Geist specializes in Retirement Planning. Contact their office in PROVIDENCE, Rhode Island for a consultation.
What are William Carroll Geist's credentials?
William Carroll Geist is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Carroll Geist located?
William Carroll Geist is based in PROVIDENCE, Rhode Island, working with UPPER90 CAPITAL MANAGEMENT, LP. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.
How does William Carroll Geist charge for services?
William Carroll Geist's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UPPER90 CAPITAL MANAGEMENT, LP?
UPPER90 CAPITAL MANAGEMENT, LP has approximately 20 employees and manages $816M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at UPPER90 CAPITAL MANAGEMENT, LP

Jason Finger
PROVIDENCE, RI
Gregory Nmn Vilkin
PROVIDENCE, RI
William Kogod Libby
NEW YORK, NY
Alex Urdea
NEW YORK, NY
Michael Moreau
NEW YORK, NY

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Research
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