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William Carroll Geist

UPPER90 CAPITAL MANAGEMENT, LP·PROVIDENCE, Rhode Island
SIE, Series 7, Series 63, Series 79Clean recordUPPER90 CAPITAL MANAGEMENT, LP
269 C SOUTH MAIN STREET, PROVIDENCE, RI 02903CRD# 5547075Firm CRD# 304179

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Carroll Geist · PROVIDENCE, RI
Registration
CRD #5547075 · UPPER90 CAPITAL MANAGEMENT, LP
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 79
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
UPPER90 CAPITAL MANAGEMENT, LP
CRD 304179 · SEC 801-119170
AUM
$816M
Regulatory assets under management
Employees
20
25 client accounts
Services offered by UPPER90 CAPITAL MANAGEMENT, LP
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at UPPER90 CAPITAL MANAGEMENT, LP →
Introduction

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04

Frequently Asked Questions

What services does William Carroll Geist offer?
William Carroll Geist specializes in Retirement Planning. Contact their office in PROVIDENCE, Rhode Island for a consultation.
What are William Carroll Geist's credentials?
William Carroll Geist is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Carroll Geist located?
William Carroll Geist is based in PROVIDENCE, Rhode Island, working with UPPER90 CAPITAL MANAGEMENT, LP. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.
How does William Carroll Geist charge for services?
William Carroll Geist's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UPPER90 CAPITAL MANAGEMENT, LP?
UPPER90 CAPITAL MANAGEMENT, LP has approximately 20 employees and manages $816M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at UPPER90 CAPITAL MANAGEMENT, LP

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Alex Urdea
NEW YORK, NY

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Research
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