Unclaimed Profile

Susy Peddle

COMPTON CAPITAL MANAGEMENT INC·PROVIDENCE, Rhode Island

Series 65Clean recordCOMPTON CAPITAL MANAGEMENT INC

155 WESTMINSTER STREET, PROVIDENCE, RI 02903CRD# 6927133Firm CRD# 107002

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susy Peddle · PROVIDENCE, RI

Registration

CRD #6927133 · COMPTON CAPITAL MANAGEMENT INC

Brand Profile

Not yet started

Career History

WORLD INVESTMENT ADVISORS, LLC

Jun 2026 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 9, 2026

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPTON CAPITAL MANAGEMENT INC

CRD 107002 · SEC 801-38720

AUM

$202M

Regulatory assets under management

Employees

153 client accounts

Services offered by COMPTON CAPITAL MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at COMPTON CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Susy Peddle offer?

Susy Peddle specializes in Investment Management. Contact their office in PROVIDENCE, Rhode Island for a consultation.

What are Susy Peddle's credentials?

Susy Peddle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Susy Peddle located?

Susy Peddle is based in PROVIDENCE, Rhode Island, working with COMPTON CAPITAL MANAGEMENT INC. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.

How does Susy Peddle charge for services?

Susy Peddle's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPTON CAPITAL MANAGEMENT INC?

COMPTON CAPITAL MANAGEMENT INC has approximately 2 employees and manages $202M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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