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Charles Winship Ransom

RANSOM ADVISORY, LTD·PROVIDENCE, Rhode Island
Series 7, Series 63Clean record21 years registeredRANSOM ADVISORY, LTD
326 TABER AVE, PROVIDENCE, RI 02906CRD# 1186774Firm CRD# 318747

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Charles Winship Ransom · PROVIDENCE, RI
Registration
CRD #1186774 · RANSOM ADVISORY, LTD · 21 years registered
Brand Profile
Not yet started
01

Career History

RANSOM ADVISORY
Mar 2022 – present
COMPTON CAPITAL MANAGEMENT INC
Oct 2004 – Aug 2022
PROVIDENCE, RI
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · October 12, 2004
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RANSOM ADVISORY, LTD
CRD 318747 · SEC 801-123386
AUM
$219M
Regulatory assets under management
Employees
1
205 client accounts
Services offered by RANSOM ADVISORY, LTD
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at RANSOM ADVISORY, LTD →
Introduction

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05

Frequently Asked Questions

What services does Charles Winship Ransom offer?
Charles Winship Ransom specializes in Investment Management, Fee-Only Advisory. Contact their office in PROVIDENCE, Rhode Island for a consultation.
What are Charles Winship Ransom's credentials?
Charles Winship Ransom is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Charles Winship Ransom located?
Charles Winship Ransom is based in PROVIDENCE, Rhode Island, working with RANSOM ADVISORY, LTD. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.
How does Charles Winship Ransom charge for services?
Charles Winship Ransom's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RANSOM ADVISORY, LTD?
RANSOM ADVISORY, LTD has approximately 1 employees and manages $219M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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