Unclaimed Profile

Sergio Anthony Decurtis

NEW ENGLAND INVESTMENT CONSULTANTS, LTD.·PROVIDENCE, Rhode Island

SIE, Series 6, Series 7, Series 14, Series 24, Series 28, Series 51, Series 63, Series 65, Series 99TO25 years registeredNEW ENGLAND INVESTMENT CONSULTANTS, LTD.

790 NORTH MAIN STREET, PROVIDENCE, RI 02904CRD# 2216864Firm CRD# 142531

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sergio Anthony Decurtis · PROVIDENCE, RI

Registration

CRD #2216864 · NEW ENGLAND INVESTMENT CONSULTANTS, LTD. · 25 years registered

Brand Profile

Not yet started

Career History

EDELMAN FINANCIAL ENGINES

Dec 2023 – present

NEW ENGLAND INVESTMENT CONSULTANTS, LTD.

Dec 2006 – Dec 2023

PROVIDENCE, RI

NEW ENGLAND SECURITIES CORPORATION

Sep 2000 – Nov 2006

PROVIDENCE, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 14

Series 24

Series 28

Series 51

Series 63

Series 65

Series 99TO

Registration record

First registered · September 26, 2000

Years registered · 25

Disclosure History

2006Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NEW ENGLAND INVESTMENT CONSULTANTS, LTD.

CRD 142531 · SEC 801-113706

AUM

$1.0B

Regulatory assets under management

Employees

684 client accounts

Services offered by NEW ENGLAND INVESTMENT CONSULTANTS, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NEW ENGLAND INVESTMENT CONSULTANTS, LTD. →

Introduction

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Frequently Asked Questions

What services does Sergio Anthony Decurtis offer?

Sergio Anthony Decurtis specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PROVIDENCE, Rhode Island for a consultation.

What are Sergio Anthony Decurtis's credentials?

Sergio Anthony Decurtis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sergio Anthony Decurtis located?

Sergio Anthony Decurtis is based in PROVIDENCE, Rhode Island, working with NEW ENGLAND INVESTMENT CONSULTANTS, LTD.. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.

How does Sergio Anthony Decurtis charge for services?

Sergio Anthony Decurtis's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEW ENGLAND INVESTMENT CONSULTANTS, LTD.?

NEW ENGLAND INVESTMENT CONSULTANTS, LTD. has approximately 5 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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